0001126328-13-000286.txt : 20131203
0001126328-13-000286.hdr.sgml : 20131203
20131203150132
ACCESSION NUMBER: 0001126328-13-000286
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131202
FILED AS OF DATE: 20131203
DATE AS OF CHANGE: 20131203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COSTLEY GARY E
CENTRAL INDEX KEY: 0001202277
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0303
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 131254196
MAIL ADDRESS:
STREET 1: 660 WHITE PLAINS RD., SUITE 205
CITY: TARRYTOWN
STATE: NY
ZIP: 10591
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-12-02
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001202277
COSTLEY GARY E
711 HIGH STREET
DES MOINES
IA
50392
1
0
0
0
Common Stock
2013-12-02
4
M
0
1885
34.34
A
31644
D
Common Stock
2013-12-02
4
S
0
1885
50.54
D
29759
D
Common Stock
1825
I
By Gary Costley Living Trust
Employee Stock Option (Right to Buy)
34.34
2013-12-02
4
M
0
1885
0
D
2005-05-18
2014-05-18
Common Stock
1885
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.50 - $50.58, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Joyce N. Hoffman, by Power of Attorney
2013-12-03