0001126328-13-000261.txt : 20131021 0001126328-13-000261.hdr.sgml : 20131021 20131021171619 ACCESSION NUMBER: 0001126328-13-000261 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131017 FILED AS OF DATE: 20131021 DATE AS OF CHANGE: 20131021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Valdes Luis E. CENTRAL INDEX KEY: 0001543399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 131162017 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-10-17 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001543399 Valdes Luis E. 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 President-Principal Internat'l Common Stock 2013-10-17 4 M 0 11250 36.30 A 56023 D Common Stock 2013-10-17 4 S 0 11196 45.00 D 44827 D Employee Stock Option (Right to Buy) 36.30 2013-10-17 4 M 0 11250 0 D 2007-02-24 2014-02-24 Common Stock 11250 0 D Pursuant to a 10b5-1 trading plan adopted by the reporting person on May 31, 2013. Includes 7,408 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Joyce N. Hoffman, by Power of Attorney 2013-10-21