0001126328-13-000253.txt : 20131001 0001126328-13-000253.hdr.sgml : 20131001 20131001174352 ACCESSION NUMBER: 0001126328-13-000253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130927 FILED AS OF DATE: 20131001 DATE AS OF CHANGE: 20131001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OKEEFE MARY A CENTRAL INDEX KEY: 0001166870 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 131127902 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-09-27 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166870 OKEEFE MARY A 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Sr. VP & Chief Mktg. Off. Common Stock 2013-09-27 4 A 0 164 0 A 49040 D Common Stock 3347 I By 401(k) Plan Common Stock 211 I By Spouse Phantom Stock Units 2013-09-27 4 A 0 25.1 43.19 A Common Stock 25.1 4196.2 D Grant of restricted stock units. Includes 8,195 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Price. The units convert to common stock on a one-for-one basis. Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Joyce N. Hoffman, by Power of Attorney 2013-10-01