0001126328-13-000241.txt : 20131001 0001126328-13-000241.hdr.sgml : 20131001 20131001152023 ACCESSION NUMBER: 0001126328-13-000241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130927 FILED AS OF DATE: 20131001 DATE AS OF CHANGE: 20131001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRO DENNIS H CENTRAL INDEX KEY: 0001244747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 131126718 MAIL ADDRESS: STREET 1: 401 S. TRYON ST. CITY: CHARLOTTE STATE: NC ZIP: 28288 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-09-27 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001244747 FERRO DENNIS H 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2013-09-27 4 A 0 80 0 A 14399 D Phantom Stock Units 2013-09-27 4 A 0 77.8 43.19 A Common Stock 77.8 13140.5 D Grant of restricted stock units. The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Joyce N. Hoffman, by Power of Attorney 2013-10-01