0001126328-13-000236.txt : 20130918
0001126328-13-000236.hdr.sgml : 20130918
20130918095122
ACCESSION NUMBER: 0001126328-13-000236
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130916
FILED AS OF DATE: 20130918
DATE AS OF CHANGE: 20130918
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHOLTEN GARY P
CENTRAL INDEX KEY: 0001205451
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 131102751
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-09-16
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001205451
SCHOLTEN GARY P
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
Sr VP & Ch Info Officer
Common Stock
2013-09-16
4
M
0
30000
44.00
A
74575
D
Common Stock
2013-09-16
4
S
0
30000
11.07
D
44575
D
Common Stock
587
I
By 401(k) Plan
Common Stock
192
I
By Spouse
Employee Stock Option (Right to Buy)
11.07
2013-09-16
4
M
0
30000
0
D
2012-02-24
2019-02-24
Common Stock
30000
13125
D
Pursuant to 10b5-1 trading plan adopted by the reporting person August 2, 2013.
Includes 8,249 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Joyce N. Hoffman, by Power of Attorney
2013-09-18