0001126328-13-000236.txt : 20130918 0001126328-13-000236.hdr.sgml : 20130918 20130918095122 ACCESSION NUMBER: 0001126328-13-000236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130916 FILED AS OF DATE: 20130918 DATE AS OF CHANGE: 20130918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHOLTEN GARY P CENTRAL INDEX KEY: 0001205451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 131102751 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-09-16 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001205451 SCHOLTEN GARY P 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Sr VP & Ch Info Officer Common Stock 2013-09-16 4 M 0 30000 44.00 A 74575 D Common Stock 2013-09-16 4 S 0 30000 11.07 D 44575 D Common Stock 587 I By 401(k) Plan Common Stock 192 I By Spouse Employee Stock Option (Right to Buy) 11.07 2013-09-16 4 M 0 30000 0 D 2012-02-24 2019-02-24 Common Stock 30000 13125 D Pursuant to 10b5-1 trading plan adopted by the reporting person August 2, 2013. Includes 8,249 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Joyce N. Hoffman, by Power of Attorney 2013-09-18