0001126328-13-000218.txt : 20130805 0001126328-13-000218.hdr.sgml : 20130805 20130805102233 ACCESSION NUMBER: 0001126328-13-000218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130801 FILED AS OF DATE: 20130805 DATE AS OF CHANGE: 20130805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIMPLEMAN LARRY D CENTRAL INDEX KEY: 0001166875 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 131009013 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-08-01 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166875 ZIMPLEMAN LARRY D 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Chairman, President & CEO Common Stock 2013-08-01 4 M 0 77790 36.30 A 284807 D Common Stock 2013-08-01 4 S 0 77790 44.30 D 207017 D Employee Stock Option (Right to Buy) 36.30 2013-08-01 4 M 0 77790 0 D 2007-02-24 2014-02-24 Common Stock 77790 0 D Pursuant to a 10b5-1 trading plan adopted by the reporting person on June 12, 2013. Includes 8,165 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Joyce N. Hoffman, by Power of Attorney 2013-08-05