0001126328-13-000216.txt : 20130730
0001126328-13-000216.hdr.sgml : 20130730
20130730144923
ACCESSION NUMBER: 0001126328-13-000216
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130726
FILED AS OF DATE: 20130730
DATE AS OF CHANGE: 20130730
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lillis Terrance J.
CENTRAL INDEX KEY: 0001443238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 13995476
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-07-26
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001443238
Lillis Terrance J.
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
Senior Vice President & CFO
Common Stock
2013-07-26
4
M
0
6605
36.30
A
44223
D
Common Stock
2013-07-26
4
S
0
6605
42.10
D
37618
D
Common Stock
40
I
By 401(k) Plan
Common Stock
303
I
By Spouse
Employee Stock Option (Right to Buy)
36.30
2013-07-26
4
M
0
6605
0
D
2007-02-24
2014-02-24
Common Stock
6605
0
D
Pursuant to 10b5-1 trading plan adopted by the reporting person June 12, 2013.
Includes 8,258 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Joyce N. Hoffman, by Power of Attorney
2013-07-30