0001126328-13-000216.txt : 20130730 0001126328-13-000216.hdr.sgml : 20130730 20130730144923 ACCESSION NUMBER: 0001126328-13-000216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130726 FILED AS OF DATE: 20130730 DATE AS OF CHANGE: 20130730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lillis Terrance J. CENTRAL INDEX KEY: 0001443238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 13995476 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-07-26 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001443238 Lillis Terrance J. 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Senior Vice President & CFO Common Stock 2013-07-26 4 M 0 6605 36.30 A 44223 D Common Stock 2013-07-26 4 S 0 6605 42.10 D 37618 D Common Stock 40 I By 401(k) Plan Common Stock 303 I By Spouse Employee Stock Option (Right to Buy) 36.30 2013-07-26 4 M 0 6605 0 D 2007-02-24 2014-02-24 Common Stock 6605 0 D Pursuant to 10b5-1 trading plan adopted by the reporting person June 12, 2013. Includes 8,258 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Joyce N. Hoffman, by Power of Attorney 2013-07-30