0001126328-13-000210.txt : 20130724 0001126328-13-000210.hdr.sgml : 20130724 20130724121623 ACCESSION NUMBER: 0001126328-13-000210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130722 FILED AS OF DATE: 20130724 DATE AS OF CHANGE: 20130724 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OKEEFE MARY A CENTRAL INDEX KEY: 0001166870 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 13983068 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-07-22 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166870 OKEEFE MARY A 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Sr. VP & Chief Mktg. Off. Common Stock 2013-07-22 4 M 0 15000 11.07 A 62968 D Common Stock 2013-07-22 4 S 0 15000 40.00 D 47968 D Common Stock 3327 I By 401(k) Plan Common Stock 211 I By Spouse Employee Stock Option (Right to Buy) 11.07 2013-07-22 4 M 0 15000 0 D 2012-02-24 2019-02-24 Common Stock 15000 30720 D Pursuant to a 10b5-1 trading plan adopted by the reporting person on November 5, 2012. Includes 7,287 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Price. Joyce N. Hoffman, by Power of Attorney 2013-07-24