0001126328-13-000209.txt : 20130724
0001126328-13-000209.hdr.sgml : 20130724
20130724121536
ACCESSION NUMBER: 0001126328-13-000209
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130722
FILED AS OF DATE: 20130724
DATE AS OF CHANGE: 20130724
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dunbar Timothy Mark
CENTRAL INDEX KEY: 0001565742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 13983064
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-07-22
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001565742
Dunbar Timothy Mark
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
SVP and Chief Investment Offic
Common Stock
2013-07-22
4
M
0
4280
36.30
A
44419
D
Common Stock
2013-07-22
4
S
0
4280
40.00
D
40139
D
Common Stock
2013-07-22
4
M
0
685
38.74
A
40824
D
Common Stock
2013-07-22
4
S
0
685
40.00
D
40139
D
Common Stock
2013-07-22
4
M
0
5000
11.07
A
45139
D
Common Stock
2013-07-22
4
S
0
5000
40.00
D
40139
D
Common Stock
114
I
By Spouse
Employee Stock Option (Right to Buy)
36.30
2013-07-22
4
M
0
4280
0
D
2007-02-24
2014-02-24
Common Stock
4280
0
D
Employee Stock Option (Right to Buy)
38.74
2013-07-22
4
M
0
685
0
D
2007-11-12
2014-11-12
Common Stock
685
0
D
Employee Stock Option (Right to Buy)
11.07
2013-07-22
4
M
0
5000
0
D
2012-02-24
2019-02-24
Common Stock
5000
12704
D
Pursuant to a 10b5-1 trading plan adopted by the reporting person on June 14, 2013.
Includes 2,957 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Joyce N. Hoffman, by Power of Attorney
2013-07-24