0001126328-13-000150.txt : 20130515 0001126328-13-000150.hdr.sgml : 20130515 20130515091141 ACCESSION NUMBER: 0001126328-13-000150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130514 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHOLTEN GARY P CENTRAL INDEX KEY: 0001205451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 13843964 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-14 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001205451 SCHOLTEN GARY P 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Sr VP & Ch Info Officer Common Stock 2013-05-14 4 M 0 12730 36.30 A 57238 D Common Stock 2013-05-14 4 S 0 12730 37.50 D 44508 D Common Stock 577 I By 401(k) Plan Common Stock 192 I By Spouse Employee Stock Option (Right to Buy) 36.30 2013-05-14 4 M 0 12730 0 D 2007-02-24 2014-02-24 Common Stock 12730 0 D Pursuant to a 10b5-1 plan adopted March 12, 2013. Includes 8,199 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Joyce N. Hoffman, by Power of Attorney 2013-05-15