0001126328-13-000090.txt : 20130315 0001126328-13-000090.hdr.sgml : 20130315 20130315104145 ACCESSION NUMBER: 0001126328-13-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130314 FILED AS OF DATE: 20130315 DATE AS OF CHANGE: 20130315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARTER MILLER JOYCELYN CENTRAL INDEX KEY: 0001166855 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 13692623 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-14 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166855 CARTER MILLER JOYCELYN 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2013-03-14 4 M 0 1935 30.16 A 27869 D Common Stock 2013-03-14 4 S 0 1935 34.35 D 25934 D Stock Option (Right to Buy) 30.16 2013-03-14 4 M 0 1935 0 D 2004-05-19 2013-05-19 Common Stock 1935 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.34 to $34.39, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Joyce N. Hoffman, by Power of Attorney 2013-03-15