0001126328-13-000087.txt : 20130314
0001126328-13-000087.hdr.sgml : 20130314
20130314151412
ACCESSION NUMBER: 0001126328-13-000087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130313
FILED AS OF DATE: 20130314
DATE AS OF CHANGE: 20130314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GELATT DANIEL
CENTRAL INDEX KEY: 0001166856
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 13690280
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-03-13
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001166856
GELATT DANIEL
711 HIGH STREET
DES MOINES
IA
50392
1
0
0
0
Common Stock
2013-03-13
4
M
0
1935
30.16
A
30484
D
Common Stock
2013-03-13
4
S
0
1935
34.02
D
28549
D
Common Stock
301506
I
By Gingko LLC
Stock Option (Right to Buy)
30.16
2013-03-13
4
M
0
1935
0
D
2004-05-19
2013-05-19
Common Stock
1935
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.02 to $34.03, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Joyce N. Hoffman, by Power of Attorney
2013-03-14