0001126328-13-000082.txt : 20130227 0001126328-13-000082.hdr.sgml : 20130227 20130227175452 ACCESSION NUMBER: 0001126328-13-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130225 FILED AS OF DATE: 20130227 DATE AS OF CHANGE: 20130227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Valdes Luis E. CENTRAL INDEX KEY: 0001543399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 13648237 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-02-25 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001543399 Valdes Luis E. 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 President-Principal Internat'l Common Stock 2013-02-25 4 A 0 8357 0 A 35174 D Employee Stock Option (Right to Buy) 30.70 2013-02-25 4 A 0 40755 0 A 2023-02-25 Common Stock 40755 40755 D Includes 6,435 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. The option vests in three equal annual installments beginning February 25, 2014. Joyce N. Hoffman, by Power of Attorney 2013-02-27