0001126328-13-000061.txt : 20130220
0001126328-13-000061.hdr.sgml : 20130220
20130220160334
ACCESSION NUMBER: 0001126328-13-000061
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130219
FILED AS OF DATE: 20130220
DATE AS OF CHANGE: 20130220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAFF KAREN E
CENTRAL INDEX KEY: 0001166872
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 13626764
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-02-19
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001166872
SHAFF KAREN E
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
Exec. VP and General Counsel
Common Stock
2013-02-19
4
S
0
3125
32.00
D
40275
D
Common Stock
6341
I
By 401(k) Plan
Common Stock
2801
I
By Spouse
Common Stock
500
I
By Immediate Family Member's IRA
Pursuant to a Rule 10b5-1 plan adopted June 11, 2012.
Includes 8,450 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Joyce N. Hoffman, by Power of Attorney
2013-02-20