0001126328-13-000029.txt : 20130111
0001126328-13-000029.hdr.sgml : 20130111
20130111170832
ACCESSION NUMBER: 0001126328-13-000029
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130101
FILED AS OF DATE: 20130111
DATE AS OF CHANGE: 20130111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dunbar Timothy Mark
CENTRAL INDEX KEY: 0001565742
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 13526035
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2013-01-01
0
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001565742
Dunbar Timothy Mark
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
SVP & Chief Investment Officer
Common Stock
45593
D
Common Stock
114
I
By Spouse
Employee Stock Option (Right to Buy)
27.57
2006-02-25
2013-02-25
Common Stock
4930
D
Employee Stock Option (Right to Buy)
36.30
2007-02-24
2014-02-24
Common Stock
4280
D
Employee Stock Option (Right to Buy)
38.74
2007-11-12
2014-11-12
Common Stock
685
D
Employee Stock Option (Right to Buy)
39.02
2008-02-28
2015-02-28
Common Stock
8745
D
Employee Stock Option (Right to Buy)
49.25
2009-02-27
2016-02-27
Common Stock
8275
D
Employee Stock Option (Right to Buy)
62.63
2010-02-26
2017-02-26
Common Stock
7925
D
Employee Stock Option (Right to Buy)
60.10
2011-02-26
2018-02-26
Common Stock
19905
D
Employee Stock Option (Right to Buy)
11.07
2012-02-24
2019-02-24
Common Stock
17704
D
Employee Stock Option (Right to Buy)
22.21
2020-02-23
Common Stock
11400
D
Employee Stock Option (Right to Buy)
34.26
2021-02-28
Common Stock
11125
D
Employee Stock Option (Right to Buy)
27.46
2022-02-27
Common Stock
15685
D
Phantom Stock Units
Common Stock
4083
D
Includes 2,919 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
The options vest in three equal annual installments beginning February 23, 2011.
The options vest in three equal annual installments beginning February 28, 2012.
The options vest in three equal annual installments beginning February 27, 2013.
Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.
Security converts to common stock on a one-for-one basis.
Timothy M. Dunbar
2013-01-11