0001126328-13-000003.txt : 20130102 0001126328-13-000003.hdr.sgml : 20130101 20130102122016 ACCESSION NUMBER: 0001126328-13-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121228 FILED AS OF DATE: 20130102 DATE AS OF CHANGE: 20130102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COSTLEY GARY E CENTRAL INDEX KEY: 0001202277 STATE OF INCORPORATION: DE FISCAL YEAR END: 0303 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 13500873 MAIL ADDRESS: STREET 1: 660 WHITE PLAINS RD., SUITE 205 CITY: TARRYTOWN STATE: NY ZIP: 10591 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-28 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001202277 COSTLEY GARY E 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2012-12-28 4 A 0 178 0 A 26251 D Common Stock 7000 I By Gary Costley Living Trust Phantom Stock Units 2012-12-28 4 A 0 50 28.08 A Common Stock 50 6738 D Grant of restricted stock units. The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Joyce N. Hoffman, by Power of Attorney 2013-01-02