0001126328-13-000003.txt : 20130102
0001126328-13-000003.hdr.sgml : 20130101
20130102122016
ACCESSION NUMBER: 0001126328-13-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121228
FILED AS OF DATE: 20130102
DATE AS OF CHANGE: 20130102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COSTLEY GARY E
CENTRAL INDEX KEY: 0001202277
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0303
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 13500873
MAIL ADDRESS:
STREET 1: 660 WHITE PLAINS RD., SUITE 205
CITY: TARRYTOWN
STATE: NY
ZIP: 10591
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-12-28
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001202277
COSTLEY GARY E
711 HIGH STREET
DES MOINES
IA
50392
1
0
0
0
Common Stock
2012-12-28
4
A
0
178
0
A
26251
D
Common Stock
7000
I
By Gary Costley Living Trust
Phantom Stock Units
2012-12-28
4
A
0
50
28.08
A
Common Stock
50
6738
D
Grant of restricted stock units.
The units convert to common stock on a one-for-one basis.
The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.
Joyce N. Hoffman, by Power of Attorney
2013-01-02