0001126328-12-000321.txt : 20121213 0001126328-12-000321.hdr.sgml : 20121213 20121213124356 ACCESSION NUMBER: 0001126328-12-000321 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121212 FILED AS OF DATE: 20121213 DATE AS OF CHANGE: 20121213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OKEEFE MARY A CENTRAL INDEX KEY: 0001166870 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 121261534 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-12 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166870 OKEEFE MARY A 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Sr. VP & Chief Mktg. Off. Common Stock 2012-12-12 4 M 0 31670 27.57 A 60208 D Common Stock 2012-12-12 4 S 0 31670 28.00 D 28538 D Common Stock 3260 I By 401(k) Plan Common Stock 211 I By Spouse Employee Stock Option (Right to Buy) 27.57 2012-12-12 4 M 0 31670 0 D 2006-02-25 2013-02-25 Common Stock 31670 0 D Pursuant to a 10b5-1 plan adopted November 5, 2012. Includes 7,140 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Price. Joyce N. Hoffman, by Power of Attorney 2012-12-13