0001126328-12-000321.txt : 20121213
0001126328-12-000321.hdr.sgml : 20121213
20121213124356
ACCESSION NUMBER: 0001126328-12-000321
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121212
FILED AS OF DATE: 20121213
DATE AS OF CHANGE: 20121213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OKEEFE MARY A
CENTRAL INDEX KEY: 0001166870
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 121261534
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-12-12
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001166870
OKEEFE MARY A
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
Sr. VP & Chief Mktg. Off.
Common Stock
2012-12-12
4
M
0
31670
27.57
A
60208
D
Common Stock
2012-12-12
4
S
0
31670
28.00
D
28538
D
Common Stock
3260
I
By 401(k) Plan
Common Stock
211
I
By Spouse
Employee Stock Option (Right to Buy)
27.57
2012-12-12
4
M
0
31670
0
D
2006-02-25
2013-02-25
Common Stock
31670
0
D
Pursuant to a 10b5-1 plan adopted November 5, 2012.
Includes 7,140 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Price.
Joyce N. Hoffman, by Power of Attorney
2012-12-13