0001126328-12-000272.txt : 20121002
0001126328-12-000272.hdr.sgml : 20121002
20121002181142
ACCESSION NUMBER: 0001126328-12-000272
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120928
FILED AS OF DATE: 20121002
DATE AS OF CHANGE: 20121002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lillis Terrance J.
CENTRAL INDEX KEY: 0001443238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 121124811
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-09-28
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001443238
Lillis Terrance J.
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
Senior Vice President & CFO
Common Stock
2012-09-28
4
A
0
30
0
A
37173
D
Common Stock
38
I
By 401(k) Plan
Common Stock
303
I
By Spouse
Phantom Stock Units
2012-09-28
4
A
0
1
26.94
A
Common Stock
1
145
D
Grant of restricted stock units.
Includes 8,092 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Security converts to common stock on a one-for-one basis.
The phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the plan. Interests under the plan will be settled upon the reporting person's termination of service.
Joyce N. Hoffman, by Power of Attorney
2012-10-02