0001126328-12-000260.txt : 20121002
0001126328-12-000260.hdr.sgml : 20121002
20121002163155
ACCESSION NUMBER: 0001126328-12-000260
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120928
FILED AS OF DATE: 20121002
DATE AS OF CHANGE: 20121002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERRO DENNIS H
CENTRAL INDEX KEY: 0001244747
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 121123932
MAIL ADDRESS:
STREET 1: 401 S. TRYON ST.
CITY: CHARLOTTE
STATE: NC
ZIP: 28288
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-09-28
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001244747
FERRO DENNIS H
711 HIGH STREET
DES MOINES
IA
50392
1
0
0
0
Common Stock
2012-09-28
4
A
0
68
0
A
11079
D
Phantom Stock Units
2012-09-28
4
A
0
105.2
26.94
A
Common Stock
105.2
9010.6
D
Grant of restricted stock units
The units convert to common stock on a one-for-one basis.
The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.
Joyce N. Hoffman
2012-10-02