0001126328-12-000248.txt : 20120917
0001126328-12-000248.hdr.sgml : 20120917
20120917172412
ACCESSION NUMBER: 0001126328-12-000248
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120914
FILED AS OF DATE: 20120917
DATE AS OF CHANGE: 20120917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lillis Terrance J.
CENTRAL INDEX KEY: 0001443238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 121095676
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-09-14
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001443238
Lillis Terrance J.
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
Senior Vice President & CFO
Common Stock
2012-09-14
4
M
0
37690
11.07
A
59096
D
Common Stock
2012-09-14
4
M
0
7205
27.57
A
66301
D
Common Stock
2012-09-14
4
S
0
30211
29.00
D
36090
D
Common Stock
38
I
By 401(k) Plan
Common Stock
303
I
By Spouse
Employee Stock Options (Right to Buy)
11.07
2012-09-14
4
M
0
37690
0
D
2012-02-24
2019-02-24
Common Stock
37690
0
D
Employee Stock Options (Right to Buy)
27.57
2012-09-14
4
M
0
7205
0
D
2006-02-25
2013-02-25
Common Stock
7205
0
D
Pursuant to a Rule 10b5-1 plan adopted August 8, 2012.
Includes 7,039 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Joyce N. Hoffman, by Power of Attorney
2012-09-18