0001126328-12-000248.txt : 20120917 0001126328-12-000248.hdr.sgml : 20120917 20120917172412 ACCESSION NUMBER: 0001126328-12-000248 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120914 FILED AS OF DATE: 20120917 DATE AS OF CHANGE: 20120917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lillis Terrance J. CENTRAL INDEX KEY: 0001443238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 121095676 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-09-14 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001443238 Lillis Terrance J. 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Senior Vice President & CFO Common Stock 2012-09-14 4 M 0 37690 11.07 A 59096 D Common Stock 2012-09-14 4 M 0 7205 27.57 A 66301 D Common Stock 2012-09-14 4 S 0 30211 29.00 D 36090 D Common Stock 38 I By 401(k) Plan Common Stock 303 I By Spouse Employee Stock Options (Right to Buy) 11.07 2012-09-14 4 M 0 37690 0 D 2012-02-24 2019-02-24 Common Stock 37690 0 D Employee Stock Options (Right to Buy) 27.57 2012-09-14 4 M 0 7205 0 D 2006-02-25 2013-02-25 Common Stock 7205 0 D Pursuant to a Rule 10b5-1 plan adopted August 8, 2012. Includes 7,039 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Joyce N. Hoffman, by Power of Attorney 2012-09-18