0001126328-12-000089.txt : 20120410
0001126328-12-000089.hdr.sgml : 20120410
20120410170549
ACCESSION NUMBER: 0001126328-12-000089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120409
FILED AS OF DATE: 20120410
DATE AS OF CHANGE: 20120410
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCCAUGHAN JAMES P
CENTRAL INDEX KEY: 0001196954
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 12752461
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
4
1
edgar.xml
PRIMARY DOCUMENT
X0305
4
2012-04-09
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001196954
MCCAUGHAN JAMES P
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
President - Global Asset Mgmt.
Common Stock
2012-04-09
4
M
0
6585
27.48
A
157490
D
Common Stock
2012-04-09
4
S
0
6585
28.56
D
150905
D
Employee Stock Option (right to buy)
27.48
2012-04-09
4
M
0
6585
0
A
2005-04-29
2012-04-29
Common Stock
6585
26344
D
Pursuant to a 10b5-1 plan adopted February 19, 2011.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.60. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the range set forth within this footnote.
Includes 5,851 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Joyce N. Hoffman, by Power of Attorney
2012-04-10