0001126328-12-000080.txt : 20120403
0001126328-12-000080.hdr.sgml : 20120403
20120403195901
ACCESSION NUMBER: 0001126328-12-000080
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120330
FILED AS OF DATE: 20120403
DATE AS OF CHANGE: 20120403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAFF KAREN E
CENTRAL INDEX KEY: 0001166872
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 12739874
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
4
1
edgar.xml
PRIMARY DOCUMENT
X0305
4
2012-03-30
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001166872
SHAFF KAREN E
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
Exec. VP and General Counsel
Common Stock
2012-03-30
4
A
0
87
0
A
53512
D
Common Stock
6194
I
By 401(k) Plan
Common Stock
2801
I
By Spouse
Common Stock
500
I
By Immediate Family Member's IRA
Phantom Stock Units
2012-03-30
4
A
0
14.6
29.51
A
Common Stock
14.6
2408.8
D
Grant of restricted stock units.
Includes 7,330 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Security converts to common stock on a one-for-one basis.
The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service.
Joyce N. Hoffman, by Power of Attorney
2012-04-03