0001126328-12-000064.txt : 20120403 0001126328-12-000064.hdr.sgml : 20120403 20120403183940 ACCESSION NUMBER: 0001126328-12-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120330 FILED AS OF DATE: 20120403 DATE AS OF CHANGE: 20120403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COSTLEY GARY E CENTRAL INDEX KEY: 0001202277 STATE OF INCORPORATION: DE FISCAL YEAR END: 0303 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 12739498 MAIL ADDRESS: STREET 1: 90 BROADWAY CITY: IRVINGTON STATE: NY ZIP: 10533 4 1 edgar.xml PRIMARY DOCUMENT X0305 4 2012-03-30 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001202277 COSTLEY GARY E 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2012-03-30 4 A 0 113 0 A 20988 D Common Stock 7000 I By Gary Costley Living Trust Phantom Stock Units 2012-03-30 4 A 0 40 29.51 A Common Stock 40 6591 D Grant of restricted stock units. The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Joyce N. Hoffman, by Power of Attorney 2012-04-03