0001126328-12-000037.txt : 20120229 0001126328-12-000037.hdr.sgml : 20120229 20120229180951 ACCESSION NUMBER: 0001126328-12-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120227 FILED AS OF DATE: 20120229 DATE AS OF CHANGE: 20120229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lillis Terrance J. CENTRAL INDEX KEY: 0001443238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 12654828 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-02-27 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001443238 Lillis Terrance J. 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Senior Vice President & CFO Common Stock 2012-02-27 4 F 0 2807 27.46 D 21267 D Common Stock 38 I By 401(k) Plan Common Stock 303 I By Spouse Employee Stock Option (Right to Buy) 27.46 2012-02-27 4 A 0 51850 0 A 2022-02-27 Common Stock 51850 51850 D Represents shares reacquired to satisfy tax withholding obligations in connection with the vesting of 8,530 shares of restricted stock units granted to the reporting person on February 24, 2009. Includes 6,949 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. The option vests in three equal annual installments beginning February 27, 2013. Joyce N. Hoffman, by Power of Attorney 2012-02-29