0001126328-12-000014.txt : 20120203 0001126328-12-000014.hdr.sgml : 20120203 20120203170348 ACCESSION NUMBER: 0001126328-12-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120201 FILED AS OF DATE: 20120203 DATE AS OF CHANGE: 20120203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Houston Daniel Joseph CENTRAL INDEX KEY: 0001326278 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 12570880 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-02-01 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001326278 Houston Daniel Joseph 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Pres.-Ret., Ins. & Fin. Svcs. Common Stock 2012-02-01 4 M 0 13515 27.48 A 121121 D Common Stock 2012-02-01 4 S 0 13515 28.00 D 107506 D Common Stock 2586 I By 401(k) Plan Employee Stock Option (right to buy) 27.48 2012-02-01 4 M 0 13515 0 D 2005-04-29 2012-04-29 Common Stock 13515 0 D Pursuant to a 10b5-1 plan adopted November 19, 2010, and amended November 22, 2011. Joyce E. Hoffman, by Power of Attorney 2012-02-03