0001126328-12-000001.txt : 20120124
0001126328-12-000001.hdr.sgml : 20120124
20120124160154
ACCESSION NUMBER: 0001126328-12-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120123
FILED AS OF DATE: 20120124
DATE AS OF CHANGE: 20120124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCCAUGHAN JAMES P
CENTRAL INDEX KEY: 0001196954
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 12542069
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2012-01-23
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001196954
MCCAUGHAN JAMES P
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
President - Global Asset Mgmt.
Common Stock
2012-01-23
4
M
0
6586
27.48
A
157455
D
Common Stock
2012-01-23
4
S
0
6586
27.49
D
150869
D
Employee Stock Option (right to buy)
27.48
2012-01-23
4
M
0
6586
0
A
2005-04-29
2012-04-29
Common Stock
6586
46100
D
Pursuant to a 10b5-1 plan adopted February 19, 2011.
Includes 5,815 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Joyce N. Hoffman, by Power of Attorney
2012-01-24