0001126328-11-000283.txt : 20111117 0001126328-11-000283.hdr.sgml : 20111117 20111117141338 ACCESSION NUMBER: 0001126328-11-000283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111115 FILED AS OF DATE: 20111117 DATE AS OF CHANGE: 20111117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TALLETT ELIZEBETH E CENTRAL INDEX KEY: 0001192460 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 111212700 MAIL ADDRESS: STREET 1: 6705 ROCKLEDGE DR STREET 2: SUITE 900 CITY: BETHESDA STATE: MD ZIP: 20817 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-11-15 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001192460 TALLETT ELIZEBETH E 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Phantom Stock Units 2011-11-15 4 A 0 20.7 24.15 A Common Stock 20.7 3978.3 D The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Joyce N. Hoffman, by Power of Attorney 2011-11-17