0001126328-11-000263.txt : 20111003
0001126328-11-000263.hdr.sgml : 20111003
20111003162713
ACCESSION NUMBER: 0001126328-11-000263
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111003
DATE AS OF CHANGE: 20111003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERRO DENNIS H
CENTRAL INDEX KEY: 0001244747
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 111120505
MAIL ADDRESS:
STREET 1: 401 S. TRYON ST.
CITY: CHARLOTTE
STATE: NC
ZIP: 28288
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-09-30
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001244747
FERRO DENNIS H
711 HIGH STREET
DES MOINES
IA
50392
1
0
0
0
Phantom Stock Units
2011-09-30
4
A
0
220.6
22.67
A
Common Stock
220.6
3782.7
D
The units convert to common stock on a one-for-one basis.
The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.
Joyce N. Hoffman, by Power of Attorney
2011-10-03