0001126328-11-000232.txt : 20110726 0001126328-11-000232.hdr.sgml : 20110726 20110726155725 ACCESSION NUMBER: 0001126328-11-000232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110722 FILED AS OF DATE: 20110726 DATE AS OF CHANGE: 20110726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lillis Terrance J. CENTRAL INDEX KEY: 0001443238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 11987498 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-07-22 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001443238 Lillis Terrance J. 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Senior Vice President & CFO Common Stock 2011-07-22 4 P 0 682 29.17 A 23839 D Common Stock 37 I By 401(k) Plan Common Stock 303 I By Spouse Pursuant to a 10b5-1 plan adopted by the reporting person on May 21, 2011. Includes 6,761 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Joyce N. Hoffman, by Power of Attorney 2011-07-26