-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FXgCihR6yx12er3Sr1THOC+3Cf/n3kOjZ+sDN18azzYC/b7st2hNByGJ83toVwmb FB5qKsjNm5d47s0ajo9taQ== 0001126328-11-000047.txt : 20110217 0001126328-11-000047.hdr.sgml : 20110217 20110217150339 ACCESSION NUMBER: 0001126328-11-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110215 FILED AS OF DATE: 20110217 DATE AS OF CHANGE: 20110217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRO DENNIS H CENTRAL INDEX KEY: 0001244747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 11620626 MAIL ADDRESS: STREET 1: 401 S. TRYON ST. CITY: CHARLOTTE STATE: NC ZIP: 28288 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-02-15 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001244747 FERRO DENNIS H 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Phantom Stock Units 2011-02-15 4 A 0 30.8 32.52 A Common Stock 30.8 1417.9 D The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Joyce N. Hoffman, by Power of Attorney 2011-02-17 -----END PRIVACY-ENHANCED MESSAGE-----