-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G+4339w1ozbg8sH3AVYcRSkBtaZOyOAWAL3RRBC07gFQEEGm8BVW91rPnQEmaLpQ /QZ7kjyMm0haNqJ7pU/bAw== 0001126328-11-000004.txt : 20110124 0001126328-11-000004.hdr.sgml : 20110124 20110124135503 ACCESSION NUMBER: 0001126328-11-000004 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110124 DATE AS OF CHANGE: 20110124 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PATTERSON COMPANIES, INC. CENTRAL INDEX KEY: 0000891024 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MEDICAL, DENTAL & HOSPITAL EQUIPMENT & SUPPLIES [5047] IRS NUMBER: 410886515 STATE OF INCORPORATION: MN FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46599 FILM NUMBER: 11543415 BUSINESS ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS RD CITY: ST PAUL STATE: MN ZIP: 55120-1401 BUSINESS PHONE: 6516861600 MAIL ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS RD CITY: ST PAUL STATE: MN ZIP: 55120-1401 FORMER COMPANY: FORMER CONFORMED NAME: PATTERSON DENTAL CO DATE OF NAME CHANGE: 19950111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 SC 13G/A 1 finalpatterson01242011.htm SCHEDULE 13G/A - PATTERSON COMPANIES, INC. finalpatterson01242011.htm - Generated by SEC Publisher for SEC Filing
CUSIP No. 703395103  13G/A  Page 1 of 5 Pages 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION 
Washington, D.C. 20549
 
SCHEDULE 13G/A
 
Under the Securities Exchange Act of 1934

 

(Amendment No. 3)*
 
Patterson Companies, Inc.
(Name of Issuer)
 
Common Stock, $0.01 par value
(Title of Class of Securities)
 
703395103
(CUSIP Number)
 
December 31, 2010
(Date of Event Which Requires Filing of this Statement) 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed: 
Rule 13d-1(b) 
¨  Rule 13d-1(c) 
¨  Rule 13d-1(d) 

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form 
with respect to the subject class of securities, and for any subsequent amendment containing 
information which would alter the disclosures provided in a prior cover page. 
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the 
purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the 
liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see 
the Notes). 

 



CUSIP No. 703395103  13G/A  Page 2 of 5 Pages 

 

1.  Name of Reporting Persons. 
  I.R.S. Identification No. of above persons (entities only). 
 
  Delaware Charter Guarantee & Trust Company dba Principal Trust Company as 
  Trustee for the Patterson Companies, Inc. Employee Stock Ownership Plan, IRS No. 
  51-0099493. 

 

2.  Check the Appropriate Box if a Member of a Group: 
  (a) ¨
  (b) ¨

 

3. SEC Use Only 

 

4.  Citizenship or Place of Organization: 
  Delaware 

 

Number of Shares Beneficially Owned by Each Reporting Person With: 
 
  5. Sole Voting Power: 
  0 
Number of  6. Shared Voting Power: 
Shares   19,156,115 
Beneficially  7. Sole Dispositive Power: 
Owned By   0
Each  8. Shared Dispositive Power:
Reporting  19,156,115
Person With: 
 
9. Aggregate Amount Beneficially owned by Each Reporting Person 
19,156,115 
10. Check if Aggregate Amount in Row (9) Excludes Certain Shares: 
 ¨
11. Percent of Class Represented by Amount in Row (9): 
15.57% 
12. Type of Reporting Person: 
EP   

 



CUSIP No. 703395103  13G/A  Page 3 of 5 Pages 

 

Item 1.       
 
(a) Name of Issuer:    Patterson Companies, Inc. 
(b) Address of Issuer’s Principal Executive Offices:  1031 Mendota Heights Road 
      Saint Paul, MN 55120-1419 
 
Item 2.       
 
(a) – (c) Name, Principal Business Address and Citizenship of Person Filing: 
 
Delaware Charter Guarantee & Trust Company dba Principal Trust Company as Trustee 
for the Patterson Companies, Inc. Employee Stock Ownership Plan 
1013 Centre Road     
Wilmington, Delaware 19805     
 
Citizenship:  Delaware     
 
(d) Title of Class of Securities:  Common Stock, $0.01 par value 
 
(e) CUSIP Number:  703395103   
 
Item 3. If this statement is filed pursuant to Rule 13D-1(b) or 13D-2(b) or (c), check whether the 
person filing is a:       
 
(f) x An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); 
 
Item 4. Ownership - Provide the following information regarding the aggregate number and 
percentage of the class of securities of the issuer identified in Item 1. 
 
(a) The Patterson Companies, Inc. Employee Stock Ownership Plan (“Plan”) is subject to the 
Employee Retirement Income Security Act of 1974 (“ERISA”). Delaware Charter Guarantee 
& Trust Company dba Principal Trust Company acts as the Trustee of the Patterson 
Companies, Inc. Employee Stock Ownership Plan Trust (“Trust”). As of December 31, 2010, 
the Plan held 19,156,115 shares of the Issuer’s common stock. The securities reported 
include all shares held of record by the Trustee. The Trustee follows the directions of the 
Employer, Patterson Companies (the “Employer”), or other parties designated in the trust 
agreement between the Employer and the Trustee, with respect to voting and disposition of 
shares. The Trustee, however, is subject to fiduciary duties under ERISA. The Trustee 
disclaims beneficial ownership of the shares of common stock that are the subject of this 
Schedule 13G.       
 
(b) The 19,156,115 shares of common stock represent 15.57% of the Issuer’s outstanding shares 
of common stock. The percent of class is based on shares outstanding as of December 31, 
2010, as provided by the Issuer.     

 



CUSIP No. 703395103  13G/A  Page 4 of 5 Pages 

 

(c) Number of shares as to which such person has: 
(i)  Sole power to vote or direct the vote: 0 
(ii)  Shared power to vote or direct the vote: 19,156,115 
(iii)  Sole power to dispose or direct the disposition of: 0 
(iv)  Shared power to dispose or direct the disposition of: 19,156,115 
Item 5. Ownership of Five Percent or Less of Class 
Not Applicable 
Item 6. Ownership of More Than Five Percent on Behalf of Another Person 
Not Applicable 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being 
Reported on by the Parent Holding Company 
Not Applicable 
Item 8. Identification and Classification of Members of the Group 
Not Applicable 
Item 9. Notice of Dissolution of Group 
Not Applicable 
Item 10. Certification 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above 
were acquired and are held in the ordinary course of business and were not acquired and are not held 
for the purpose of or with the effect of having or influencing the control of the issuer of the securities 
and are not acquired and are not held in connection with or as a participant in any transaction having 
that purpose or effect. 

 



CUSIP No. 703395103  13G/A  Page 5 of 5 Pages 

 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set 
forth in this statement is true, complete and correct. 

 

Delaware Charter Guarantee & Trust Company 
 
 
/s/ Kristin M. Camp_________________ 
Kristin M. Camp 
Vice President, Operations 
January 24, 2011 

 


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