-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HzAbOZnUgJVLCycxzy296pyDI3HEGw2vXP0ONjV7dKkH6gpKWoKMgc9rMYiOCmmE Oy3dUpyhMiITLc7zvimlrA== 0001126328-11-000002.txt : 20110121 0001126328-11-000002.hdr.sgml : 20110121 20110121115924 ACCESSION NUMBER: 0001126328-11-000002 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110121 ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20110121 DATE AS OF CHANGE: 20110121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 11540612 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 8-K 1 fourthqaumbymanager8k.htm FOURTH QUARTER AUM fourthqaumbymanager8k.htm - Generated by SEC Publisher for SEC Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________________
 
 
FORM 8-K
 
CURRENT REPORT
 
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report: January 21, 2011
(Date of earliest event reported)
 
 
PRINCIPAL FINANCIAL GROUP, INC.
(Exact name of registrant as specified in its charter)
 
 
                                      Delaware                                     1-16725                                       42-1520346 
                               (State or other jurisdiction         (Commission file number)               (I.R.S. Employer 
                               of incorporation)                                           Identification Number) 
 
 
711 High Street, Des Moines, Iowa 50392
(Address of principal executive offices)
 
(515) 247-5111
(Registrant’s telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the 
registrant under any of the following provisions:   
 
[    ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 
[    ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 
[    ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 
  240.14d-2(b))     
[    ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 
  240.13e-4(c))  
___________________

 


Page 2   
 
 
Item 7.01  Regulation FD Disclosure 
 
This report is filed quarterly to disclose assets under management (“AUM”) by asset manager, 
prior to the availability of Principal Financial Group, Inc's (the "Company") quarterly earnings 
release. The amounts presented herein will be consistent with the format of AUM by asset 
manager and presented again in such format within the Company's financial supplement for the 
quarter ended December 31, 2010 when that document is posted to the Company's investor 
relations web site on or about February 7, 2011. AUM may include assets managed directly and 
pursuant to dual employment agreements among affiliated companies. 
 
As of December 31, 2010, the assets under management by asset manager were $220.1 billion for 
Principal Global Investors and $43.4 billion for Principal International. 

 

                                                             SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused 
this report to be signed on its behalf by the undersigned thereunto duly authorized. 
                                              PRINCIPAL FINANCIAL GROUP, INC. 
                                                             By:             /s/ John Egan                                               
                                              Name:   John Egan 
                                              Title:      Vice President – Investor Relations 
 
Date: January 21, 2011   

 

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