-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RtlgyoB9sfbAl8tkkCG8ocUDA5AR8pgiyW3J4BhnGJmToEoECBlAsiqfxkG6Eo5t ePMX/LZuhWsIaJuf2g74bg== 0001126328-10-000548.txt : 20101207 0001126328-10-000548.hdr.sgml : 20101207 20101207184740 ACCESSION NUMBER: 0001126328-10-000548 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101203 FILED AS OF DATE: 20101207 DATE AS OF CHANGE: 20101207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SORENSEN NORMAN R CENTRAL INDEX KEY: 0001166873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 101238427 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-12-03 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166873 SORENSEN NORMAN R 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Pres-Int'l Asset Mgmt & Accum. Common Stock 2010-12-03 4 A 0 681 0 A 55997 D Common Stock 2010-12-03 4 A 0 87 29.68 A 56084 D Common Stock 3054 I By 401(k) Plan Performance Units 2010-12-03 4 A 0 139 A Common Stock 139 7651 D Grant of restricted stock units. Includes 6,061 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Security converts to common stock on a one-for-one basis. The reported performance units were acquired pursuant to the Principal Financial Group Long-Term Performance Plan. Units under the Plan will be settled in cash or stock within a five-year period from the date of vesting. Joyce N. Hoffman, by Power of Attorney 2010-12-07 -----END PRIVACY-ENHANCED MESSAGE-----