-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WUFmgXT7mPWlWtVUTjPn0prs6hmR3LIU+tQx6HziBYxJCw01bLl/geCjLmAOfTIi jqjuXafG/oZWaoBGTT1t4g== 0001126328-10-000540.txt : 20101207 0001126328-10-000540.hdr.sgml : 20101207 20101207182954 ACCESSION NUMBER: 0001126328-10-000540 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101203 FILED AS OF DATE: 20101207 DATE AS OF CHANGE: 20101207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMALE ELLEN Z CENTRAL INDEX KEY: 0001166869 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 101238387 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-12-03 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166869 LAMALE ELLEN Z 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Sr. VP & Chief Risk Officer Common Stock 2010-12-03 4 A 0 194 0 A 29242 D Common Stock 3249 I By 401(k) Plan Phantom Stock Units 2010-12-03 4 A 0 23.2 29.68 A Common Stock 23.2 1275.1 D Grant of restricted stock units. Includes 2,374 shares held in Principal Financial Group, Inc. Employee Stock Purchase Plan. Security converts to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service. Joyce E. Hoffman, by Power of Attorney 2010-12-07 -----END PRIVACY-ENHANCED MESSAGE-----