-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R5vB6LkVslNvkoLOJohoj9/Y9BtfkfZSCTSDC7+5+6kbR7xc4gyO4UcNkDKs/WRU vN62OEVqUrKadTbefJXaVg== 0001126328-10-000369.txt : 20100721 0001126328-10-000369.hdr.sgml : 20100721 20100720174130 ACCESSION NUMBER: 0001126328-10-000369 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100720 ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20100721 DATE AS OF CHANGE: 20100720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 10961191 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 8-K 1 secondqtraumbymanager8k.htm SECOND QUARTER AUM BY MANAGER secondqtraumbymanager8k.htm - Generated by SEC Publisher for SEC Filing
SECURITIES AND EXCHANGE COMMISSION 
Washington, D.C. 20549
___________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report: July 20, 2010
(Date of earliest event reported)

 

PRINCIPAL FINANCIAL GROUP, INC. 
(Exact name of registrant as specified in its charter) 
 
 
                                                  Delaware                                   1-16725                                                   42-1520346 
                                       (State or other jurisdiction                   (Commission file number)                          (I.R.S. Employer 
                                            of incorporation)                                                                       Identification Number) 

 

711 High Street, Des Moines, Iowa 50392
(Address of principal executive offices)
 
(515) 247-5111
(Registrant’s telephone number, including area code)
 
       Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing 
       obligation of the registrant under any of the following provisions: 
 
       [    ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 
       [    ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 
       [    ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 
  240.14d-2(b)) 
       [    ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 
  240.13e-4(c)) 
___________________

 


Item 7.01  Regulation FD Disclosure 
 
          This report is filed quarterly to disclose assets under management (“AUM”) by 
asset manager, prior to the availability of Principal Financial Group, Inc's (the 
"Company") quarterly earnings release. The amounts presented herein will be consistent 
with the format of AUM by asset manager and presented again in such format within the 
Company's financial supplement for the quarter ended June 30, 2010 when that document 
is posted to the Company's investor relations web site on or about August 2, 2010. AUM 
may include assets managed directly and pursuant to dual employment agreements 
among affiliated companies. 
 
          As of June 30, 2010, the assets under management by asset manager were $202.1 
billion for Principal Global Investors and $36.0 billion for Principal International. 

 

                                                                  SIGNATURE
 
          Pursuant to the requirements of the Securities Exchange Act of 1934, the 
registrant has duly caused this report to be signed on its behalf by the undersigned 
thereunto duly authorized.   
 
 
                                                   PRINCIPAL FINANCIAL GROUP, INC. 
 
 
                                                                  By:              /s/ John Egan                                     
                                                   Name:   John Egan 
                                                   Title:     Vice President – Investor Relations 
 
 
Date: July 20, 2010   

 

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