-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vn1LBdEbnbu+znJGAFLXPUPN6sFTE5TFT96Anmh7TI/KAPo7ENQ4jdspk6J9WWmh mVRZKbemqK/MMA5Prgfo5A== 0001126328-09-000393.txt : 20091216 0001126328-09-000393.hdr.sgml : 20091216 20091216124547 ACCESSION NUMBER: 0001126328-09-000393 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091215 FILED AS OF DATE: 20091216 DATE AS OF CHANGE: 20091216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KERR WILLIAM T CENTRAL INDEX KEY: 0001166858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 091243903 MAIL ADDRESS: STREET 1: C/O MEREDITH CORP STREET 2: 1716 LOCUST ST CITY: DES MOINES STATE: IA ZIP: 50309-3023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-15 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166858 KERR WILLIAM T 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Phantom Stock Units 2009-12-15 4 A 0 796.3 23.31 A Common Stock 796.3 4407 D The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensatio Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Joyce N. Hoffman, by Power of Attorney 2009-12-16 -----END PRIVACY-ENHANCED MESSAGE-----