-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qfk0WFktjEQzsb6VVlRgvb3wJpIHWu7NpgwmMvQbpXXKeI5vFVeZXBjWVdYbj7uk gt2IqyZnUApWC3WJ3eIkXQ== 0001126328-09-000388.txt : 20091208 0001126328-09-000388.hdr.sgml : 20091208 20091208182402 ACCESSION NUMBER: 0001126328-09-000388 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091204 FILED AS OF DATE: 20091208 DATE AS OF CHANGE: 20091208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SORENSEN NORMAN R CENTRAL INDEX KEY: 0001166873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 091229672 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-04 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166873 SORENSEN NORMAN R 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Exec. VP - Int'l Asset Accum. Common Stock 2009-12-04 4 A 0 687 0 A 51034 D Common Stock 2009-12-04 4 A 0 96 23.99 A 51130 D Common Stock 2997 I By 401(k) Plan Common Stock 149 I By Spouse Performance Units 2009-12-04 4 A 0 153 A Common Stock 153 7512 D Phantom Stock Units 2009-12-04 4 A 0 100.5 24.09 A Common Stock 100.5 4944.3 D Grant of restricted stock units. Includes 4,951 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Security converts to common stock on a one-for-one basis. The reported performance units were acquired pursuant to the Principal Financial Group Long-Term Performance Plan. Units under the Plan will be settled in cash or stock within a five-year period from the date of vesting. The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service. Joyce N. Hoffman, by Power of Attorney 2009-12-08 -----END PRIVACY-ENHANCED MESSAGE-----