-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q0hAKKmBWQ6F2ML6zzAphyJioBlMDfktZjl1tZO1DIbaNWxJTJUpvXVyA7Y60cPc wu7+9rumRCKSiQA3+I1/Nw== 0001126328-09-000382.txt : 20091208 0001126328-09-000382.hdr.sgml : 20091208 20091208181446 ACCESSION NUMBER: 0001126328-09-000382 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091204 FILED AS OF DATE: 20091208 DATE AS OF CHANGE: 20091208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWLER JULIA M CENTRAL INDEX KEY: 0001213419 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 091229653 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-04 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001213419 LAWLER JULIA M 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Sr VP & Ch Invst Officer Common Stock 2009-12-04 4 A 0 235 0 A 32346 D Common Stock 1553 I By 401(k) Plan Performance Units 2009-12-04 4 A 0 9 A Common Stock 9 437 D Phantom Stock Units 2009-12-04 4 A 0 152.7 24.09 A Common Stock 152.7 7541.5 D Grant of restricted stock units. Includes 4,737 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Security converts to common stock on a one-for-one basis. The reported performance units were acquired pursaunt to the Principal Financial Group Long-Term Performance Plan. Units under the Plan will be settled in cash or stock within a five-year period from the date of vesting. The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service. Joyce N. Hoffman, by Power of Attorney 2009-12-08 -----END PRIVACY-ENHANCED MESSAGE-----