-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P4LMLWfhQt2B64oWG+tT0Vqberu1XeaHFdcio3d+aj8phbqbN1djulQ/0RecVqpc jo0EdJ5w+62X45QJAbNlVw== 0001126328-09-000376.txt : 20091208 0001126328-09-000376.hdr.sgml : 20091208 20091208140809 ACCESSION NUMBER: 0001126328-09-000376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091204 FILED AS OF DATE: 20091208 DATE AS OF CHANGE: 20091208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATHRANI ARJUN K CENTRAL INDEX KEY: 0001235474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 091228297 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 503920300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-04 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001235474 MATHRANI ARJUN K 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2009-12-04 4 A 0 289 0 A 14219 D Phantom Stock Units 2009-12-04 4 A 0 199.7 24.09 A Common Stock 199.7 9823.5 D Grant of restricted stock units. Security converts to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Joyce N. Hoffman, by Power of Attorney 2009-12-08 -----END PRIVACY-ENHANCED MESSAGE-----