-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F/EcTugjttE+vxQuukWJo6yHlfQzAayA2qIzNsET3DyoHZExc2OsC3l62l3Yd3KY 04YPlGGKx2s6XXnra+t1fg== 0001126328-09-000370.txt : 20091208 0001126328-09-000370.hdr.sgml : 20091208 20091208134358 ACCESSION NUMBER: 0001126328-09-000370 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091204 FILED AS OF DATE: 20091208 DATE AS OF CHANGE: 20091208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COSTLEY GARY E CENTRAL INDEX KEY: 0001202277 STATE OF INCORPORATION: DE FISCAL YEAR END: 0303 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 091228231 MAIL ADDRESS: STREET 1: 90 BROADWAY CITY: IRVINGTON STATE: NY ZIP: 10533 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-04 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001202277 COSTLEY GARY E 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2009-12-04 4 A 0 232 0 A 13706 D Common Stock 7000 I By Gary Costley Living Trust Phantom Stock Units 2009-12-04 4 A 0 127.1 24.09 A Common Stock 127.1 6251.8 D Grant of restricted stock units. The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Joyce N. Hoffman, by Power of Attorney 2009-12-08 -----END PRIVACY-ENHANCED MESSAGE-----