-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LB9aO7/g7NykwSWRqmWSLkv22uo6BHVDEHFMPG/JIRLD4ptBdrrJSGlr9+UsQVzh EFuJYd92ZOtpSwlBoaJk/A== 0001126328-09-000268.txt : 20090707 0001126328-09-000268.hdr.sgml : 20090707 20090707125405 ACCESSION NUMBER: 0001126328-09-000268 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090702 FILED AS OF DATE: 20090707 DATE AS OF CHANGE: 20090707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRISWELL J BARRY CENTRAL INDEX KEY: 0001166853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 09932919 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-07-02 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166853 GRISWELL J BARRY 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2009-07-02 4 M 0 11632.9 0 A 201079.9 D Common Stock 2009-07-02 4 D 0 11632.9 19.00 D 189447 D Common Stock 410 I By 401(k) Plan Common Stock 175 I By Spouse Phantom Stock 2009-07-02 4 M 0 11632.9 A Common Stock 11632.9 0 D Includes 3,802 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Each phantom stock unit was the economic equivalent of one share of Principal Financial Group, Inc. common stock. Pursuant to the terms of the Principal Select Savings Excess Plan, the phantom stock units settled in cash upon the reporting person's retirement. Karen E. Shaff, by Power of Attorney 2009-07-07 -----END PRIVACY-ENHANCED MESSAGE-----