-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A1OdqlyuHbtAoqXK3gWVDdIBlcbhxC4HOHJAQF4bhSxgoMtrWUatizsmxD+lugX5 YrXaPqhM3NigriPI+W5roQ== 0001126328-09-000267.txt : 20090702 0001126328-09-000267.hdr.sgml : 20090702 20090702152533 ACCESSION NUMBER: 0001126328-09-000267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090702 DATE AS OF CHANGE: 20090702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRISWELL J BARRY CENTRAL INDEX KEY: 0001166853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 09927127 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-06-30 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166853 GRISWELL J BARRY 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2009-06-30 4 M 0 56116 0 A 245563 D Common Stock 2009-06-30 4 D 0 56116 19.91 D 189447 D Common Stock 410 I By 401(k) Plan Common Stock 175 I By Spouse Performance Units 2009-06-30 4 M 0 56116 A Common Stock 56116 0 D Includes 3,802 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Security converts to common stock on a one-to-one basis. The performance units were acquired pursuant to the Principal Financial Group Long-Term Performance Plan. The performance units vested in 2006, were deferred and are settled in cash pursuant to elections made in 2005. Joyce N. Hoffman, by Power of Attorney 2009-07-02 -----END PRIVACY-ENHANCED MESSAGE-----