-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DcXIoS5rdP60eDMr7IOJwjkDIsRPk2pYzMIIG5cEkiYGEG2kkOcgd8lCBUrYWd+c SBzxJcmbliYIVhl7iRRifw== 0001126328-09-000096.txt : 20090226 0001126328-09-000096.hdr.sgml : 20090226 20090226182322 ACCESSION NUMBER: 0001126328-09-000096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090224 FILED AS OF DATE: 20090226 DATE AS OF CHANGE: 20090226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SORENSEN NORMAN R CENTRAL INDEX KEY: 0001166873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 09639135 BUSINESS ADDRESS: BUSINESS PHONE: 5152359417 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-02-24 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166873 SORENSEN NORMAN R 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Exec. VP - International Common Stock 2009-02-24 4 A 0 21560 0 A 49187 D Common Stock 2942 I By 401(k) Plan Common Stock 149 I By Spouse Employee Stock Option (Right to Buy) 11.07 2009-02-24 4 A 0 94610 0 A 2019-02-24 Common Stock 94610 94610 D Grant of restricted stock units. Includes 3,791 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. The option vests in three equal annual installments beginning February 24, 2010. Joyce N. Hoffman, by Power of Attorney 2009-02-26 -----END PRIVACY-ENHANCED MESSAGE-----