-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KFXXy01ifw7dc8giqMNTMTeW6zVWA2wmGUmC4ypLc1nTVpTJfbNxTdbVJxd/rh4l nBlnmfjpTuRImXcOLLLhwQ== 0001126328-09-000092.txt : 20090226 0001126328-09-000092.hdr.sgml : 20090226 20090226182127 ACCESSION NUMBER: 0001126328-09-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090224 FILED AS OF DATE: 20090226 DATE AS OF CHANGE: 20090226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCAUGHAN JAMES P CENTRAL INDEX KEY: 0001196954 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 09639126 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-02-24 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001196954 MCCAUGHAN JAMES P 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 President - Global Asset Mgmt. Common Stock 2009-02-24 4 A 0 90589 0 A 132650 D Employee Stock Option (Right to Buy) 11.07 2009-02-24 4 A 0 173555 0 A 2019-02-24 Common Stock 173555 173555 D Grant of restricted stock units. Includes 2,838 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. The option vests in three equal annual installments beginning February 24, 2010. Joyce N. Hoffman, by Power of Attorney 2009-02-26 -----END PRIVACY-ENHANCED MESSAGE-----