-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WUaH2iymrGMmQ/VRt3qyVtzMJEATN3dq6oa+vXkTncOtH2y0csEOYwoThRexhFjR pN7lkPRG2F+2xjxDgFap+g== 0001126328-09-000053.txt : 20090210 0001126328-09-000053.hdr.sgml : 20090210 20090210163906 ACCESSION NUMBER: 0001126328-09-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090206 FILED AS OF DATE: 20090210 DATE AS OF CHANGE: 20090210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OKEEFE MARY A CENTRAL INDEX KEY: 0001166870 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 09586211 BUSINESS ADDRESS: BUSINESS PHONE: 5152359417 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-02-06 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166870 OKEEFE MARY A 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Sr. VP & Chief Mktg. Off. Common Stock 2009-02-06 4 A 0 8970 0 A 18661 D Common Stock 2009-02-06 4 F 0 3139 16.83 D 15522 D Common Stock 806 I By 401(k) Plan Common Stock 211 I By Spouse Vesting and settlement of performance shares granted in 2006 and subject to corporate performance measures over a three-year period. Includes 2,876 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Joyce N. Hoffman, by Power of Attorney 2009-02-10 -----END PRIVACY-ENHANCED MESSAGE-----