-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N+mCBZ0hlsFPPNtrzs27G7qwco3BTo49EAfgn0fQPsg+B6rMXJAbr7zVQXR2yYBf GBerlzRtvpKWlVgpfq/WTQ== 0001126328-09-000050.txt : 20090210 0001126328-09-000050.hdr.sgml : 20090210 20090210163700 ACCESSION NUMBER: 0001126328-09-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090206 FILED AS OF DATE: 20090210 DATE AS OF CHANGE: 20090210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMALE ELLEN Z CENTRAL INDEX KEY: 0001166869 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 09586195 BUSINESS ADDRESS: BUSINESS PHONE: 5152359417 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-02-06 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166869 LAMALE ELLEN Z 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Sr. VP & Chief Risk Officer Common Stock 2009-02-06 4 A 0 7007 0 A 20984 D Common Stock 2009-02-06 4 F 0 2511 16.83 D 18473 D Common Stock 3130 I By 401(k) Plan Vesting and settlement of performance shares granted in 2006 and subject to corporate performance measures over a three-year period. Includes 2,284 shares held in the Principal Financial Group, Inc. Employee Stock Puchase Plan. Joyce N. Hoffman, by Power of Attorney 2009-02-10 -----END PRIVACY-ENHANCED MESSAGE-----