-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V1b/iouLuXIAotljiVhQ9ZvtTvKmsYdBK2ClSLfOo5cUru5QoY9KSsoPjjtn1XES 8N4T/YES+uaz9GXb4QFTDw== 0001126328-09-000048.txt : 20090210 0001126328-09-000048.hdr.sgml : 20090210 20090210163527 ACCESSION NUMBER: 0001126328-09-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090206 FILED AS OF DATE: 20090210 DATE AS OF CHANGE: 20090210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRISWELL J BARRY CENTRAL INDEX KEY: 0001166853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 09586179 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-02-06 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166853 GRISWELL J BARRY 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2009-02-06 4 A 0 76665 0 A 231229 D Common Stock 2009-02-06 4 F 0 27867 16.83 D 203362 D Common Stock 410 I By 401(k) Plan Common Stock 175 I By Spouse Vesting and settlement of performance shares granted in 2006 and subject to corporate performance measures over a three-year period. Includes 3,802 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Joyce N. Hoffman, by Power of Attorney 2009-02-10 -----END PRIVACY-ENHANCED MESSAGE-----