-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MmY0Rp6UU8SvZi7oUDuIEsev5YMuZe4AAMIOPyxHNgqhyUpd9X17bCaFxZfO8Xv7 /AKUjjO8b17ejKpIxGwpMA== 0001126328-08-000388.txt : 20081209 0001126328-08-000388.hdr.sgml : 20081209 20081209163542 ACCESSION NUMBER: 0001126328-08-000388 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081205 FILED AS OF DATE: 20081209 DATE AS OF CHANGE: 20081209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATHRANI ARJUN K CENTRAL INDEX KEY: 0001235474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 081238792 BUSINESS ADDRESS: STREET 1: 71 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 503920300 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 503920300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-12-05 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001235474 MATHRANI ARJUN K 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2008-12-05 4 A 0 214 0 A 9365 D Phantom Stock Units 2008-12-05 4 A 0 220.4 19.20 A Common Stock 220.4 9623.8 D Grant of restricted stock units. Security converts to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Joyce N. Hoffman, by Power of Attorney 2008-12-09 -----END PRIVACY-ENHANCED MESSAGE-----