-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SPwWn/mcTw3oiGZdsdvQp3kECxbqwNgvdi1SrCWlmtLjekKnG49Bkjb2i7I5w/QN Z7mNNJcO4zrDiRz6+fxrJQ== 0001126328-08-000005.txt : 20080104 0001126328-08-000005.hdr.sgml : 20080104 20080104174230 ACCESSION NUMBER: 0001126328-08-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080102 FILED AS OF DATE: 20080104 DATE AS OF CHANGE: 20080104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COSTLEY GARY E CENTRAL INDEX KEY: 0001202277 STATE OF INCORPORATION: DE FISCAL YEAR END: 0303 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 08513023 BUSINESS ADDRESS: STREET 1: 110 CHESHIRE LANE STREET 2: SUITE 300 CITY: MINNETONKA STATE: MN ZIP: 55305-1060 BUSINESS PHONE: 914 524 6800 MAIL ADDRESS: STREET 1: 90 BROADWAY CITY: IRVINGTON STATE: NY ZIP: 10533 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-01-02 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001202277 COSTLEY GARY E 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2008-01-02 4 M 0 778 0 A 7198 D Common Stock 2000 I By Gary Costley Living Trust Phantom Stock Units 2008-01-02 4 M 0 778 0 D Common Stock 778 5985.2 D Phantom Stock Units 2008-01-02 4 I 0 .8 67.96 D Common Stock .8 5984.4 D The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Joyce N. Hoffman, by Power of Attorney 2008-01-04 -----END PRIVACY-ENHANCED MESSAGE-----