-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mv8yK9W3LV5FAMbTVnEfZuqpm+EC7H52wXcc96DEb4aajOwZ+QsVqogCJAng4O6E lFEh4NumxXxXMQ0Eyserew== 0001126328-07-000454.txt : 20071218 0001126328-07-000454.hdr.sgml : 20071218 20071218103414 ACCESSION NUMBER: 0001126328-07-000454 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071214 FILED AS OF DATE: 20071218 DATE AS OF CHANGE: 20071218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATHRANI ARJUN K CENTRAL INDEX KEY: 0001235474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 071311846 BUSINESS ADDRESS: STREET 1: 71 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 503920300 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 503920300 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-12-14 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001235474 MATHRANI ARJUN K 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Phantom Stock Units 2007-12-14 4 A 0 538.5 67.41 A Common Stock 538.5 9388.9 D Security converts to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Joyce N. Hoffman, by Power of Attorney 2007-12-18 -----END PRIVACY-ENHANCED MESSAGE-----